Audit engagement
Segregation Policy Assurance
Review of written segregation, bankruptcy-remoteness, and client-asset handling policies against how operations actually move funds.
What we deliver
Policy language alone rarely satisfies examiners. We compare your client-asset and digital-asset policies to sampled transfers, exception logs, and staff walkthroughs, then flag where practice diverges from the stated control design.
Who this fits
Compliance, risk, security, and operations leads at Hong Kong fintech firms that custody, broker, or settle digital assets and need independent control assurance before supervisory, bank, or investor reviews.
How we work
Remote and on-site sessions from Valley Centre, Wan Chai. Read-only access and sampling periods are agreed in writing before fieldwork. See the custody control map for the domains we typically cover.